Job Description
The Opportunity We are looking to add a Margin Analyst to our Trading team. In this role, you’ll serve as the daily administrator of cash debit and margin activity, playing a crucial role in assisting advisors to ensure client accounts are in compliance with regulatory requirements and company policies.
The Team The MML trading Team is collaborative, well-synched, and communicates closely to support each other. There is rapport, efficiency, and humor embedded in the team with a diverse group of individuals that provide mentorship and collaboration across all levels. The team excels in agility, business acumen, communication and leadership.
The Impact As a Margin Analyst, your responsibilities will include, but not be limited to the following:
- Liaising with advisors, traders, and internal partners on a daily basis to ensure tasks are accomplished in a timely manner. Provide guidance to advisors on relevant policies and procedures surrounding cash debit and margin items.
- Researching customer margin and debit issues using multiple tools. Assess daily cash debit and margin actions to manage workload within margin team.
- Communicating with clients, advisors and internal partners to work through resolving issues, and providing recommendations and/or solutions to continuously improve processes and ensure efficiencies across the team.
- Ownership of maintaining and updating client account records for accuracy. Reconcile cash debit and margin actions to individual account ensuring accounts are in good order to trade
- Meeting intraday deadlines to comply with relevant financial regulations as outlined in company policies and procedures.
- Independently researching trade and operational issues as needed by the trading team.
- Monitoring and managing changes to the custodial platform to recommend changes to cash debit and margin processing to take advantage of system changes. Update policies and procedures as needed.
- Participating in internal audits, FINRA audits and Compliance reviews.
The Minimum Qualifications - Bachelor’s degree
- 2+ years of client services experience
- 1+ year of experience with Excel
- Due to the nature of this position, as part of our background check process, candidates must be able to pass a non-registered fingerprint background check to quality as a fingerprinted person under FINRA.
The Ideal Qualifications - Bachelor’s degree in business or technical field such as Finance, Mathematics, Accounting, or Economics
- Experience in a fast paced, deadline driven environment.
What to Expect as Part of MassMutual and the Team - Regular meetings with the Trading team
- Focused one-on-one meetings with your manager
- Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQ, veteran and disability-focused Business Resource Groups
- Access to learning content on Degreed and other informational platforms
- Your ethics and integrity will be valued by a company with a strong and stable ethical business with industry leading pay and benefits
MassMutual is an Equal Employment Opportunity employer Minority/Female/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply. Note: Veterans are welcome to apply, regardless of their discharge status.
If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.
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